The SWP Advisor Network delivers business level solutions to investment advisors within an enterprise level framework focused on flexibility, customization, and control. Our advisory platform is tailored to meet the unique business needs of our affiliates.
We are a ‘change agent’, seeking advisors in search of a platform that will transform their daily professional lives. The traditional menu of ‘tuck-in-a-box’ core advisory services is insufficient. Our advisors stay ahead of the curve through an end-to-end, customizable wealth management system, highlighted by a fully integrated best-of-breed technology suite.
The SWP Advisor Network supports investment advisors who wish to dual register and continue a broker/dealer relationship.
Outsourced middle and back office team for daily advisor account support and operational needs
Chief Investment Officer managing proprietary investment models and firm level trading team
Dedicated ‘Paraplanner’ to support affiliate financial planning needs
In-house practicing attorney for legal, supervisory, & compliance
Business accounting and payroll solutions for affiliate entities
Brokerage services available through friendly broker-dealer
High payout insurance solutions available through Ash Brokerage
Financial Planning Services via Blum Financial, LP
Unified Managed Accounts services through Advisory Solutions USA (powered by Sawtooth)
Morningstar Research and Analytics
End Client Document Vault
Data Migration from other apps
Account “Pre-Pop”, transition & onboarding adhering to the Merrill Protocol
Fully furnished offices currently available in Dallas, Texas
Turnkey office start-up services available in major markets
Capital for office start up, succession planning (buy/sell agreements), transition support, marketing support.
Formal contractual ownership of all client accounts
Outsourcing solutions to those who choose to have their own ADV
‘Point of sale’ support to help affiliates engage & close complex insurance, financial & estate planning cases
Trading / Rep as Portfolio Manager
1099 or W-2 business model options
Outsourced CIO services
FOR A CONFIDENTIAL INTERVIEW, CONTACT:
Stephen Blum – 214.727.6000