Advisor Network

An open-architecture, highly consultative hybrid platform for advisors to stay ahead of the curve.

The SWP Advisor Network delivers business level solutions to investment advisors within an enterprise level framework focused on flexibility, customization, and control.   Our advisory platform is tailored to meet the unique business needs of our affiliates.

We are a ‘change agent’, seeking advisors in search of a platform that will transform their daily professional lives. The traditional menu of ‘tuck-in-a-box’ core advisory services is insufficient.  Our advisors stay ahead of the curve through an end-to-end, customizable wealth management system, highlighted by a fully integrated best-of-breed technology suite.

The SWP Advisor Network supports investment advisors who wish to dual register and continue a broker/dealer relationship.

Professional Services

  • Outsourced middle and back office team for daily advisor account support and operational needs

  • Chief Investment Officer managing proprietary investment models and firm level trading team

  • Dedicated ‘Paraplanner’ to support affiliate financial planning needs

  • In-house practicing attorney for legal, supervisory, & compliance

  • Business accounting and payroll solutions for affiliate entities

  • Brokerage services available through friendly broker-dealer

  • High payout insurance solutions available through Ash Brokerage

  • Financial Planning Services via Blum Financial, LP

  • Unified Managed Accounts services through Advisory Solutions USA (powered by Sawtooth)

Technology

  • SalesForce CRM

  • MoneyGuide Pro

  • E-Money Advisor

  • Advent APX

  • Morningstar Research and Analytics

  • Sawtooth Solutions

  • End Client Document Vault

  • Data Migration from other apps

  • Account “Pre-Pop”, transition & onboarding adhering to the Merrill Protocol

Business Support

  • Fully furnished offices currently available in Dallas, Texas

  • Turnkey office start-up services available in major markets

  • Capital for office start up, succession planning (buy/sell agreements), transition support, marketing support.

  • Private Labeling

  • Formal contractual ownership of all client accounts

  • Outsourcing solutions to those who choose to have their own ADV

  • ‘Point of sale’ support to help affiliates engage & close complex insurance, financial & estate planning cases

  • E&O coverage

  • Trading / Rep as Portfolio Manager

  • 1099 or W-2 business model options

  • Business valuations

  • Outsourced CIO services

FOR A CONFIDENTIAL INTERVIEW, CONTACT:

Stephen Blum – 214.727.6000