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Advisor Network

An open-architecture, highly consultative hybrid platform for advisors to stay ahead of the curve.

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[dt_gap height=”15″ /][/vc_column_text][vc_column_text]The SWP Advisor Network delivers business level solutions to investment advisors within an enterprise level framework focused on flexibility, customization, and control.   Our advisory platform is tailored to meet the unique business needs of our affiliates.

We are a ‘change agent’, seeking advisors in search of a platform that will transform their daily professional lives. The traditional menu of ‘tuck-in-a-box’ core advisory services is insufficient.  Our advisors stay ahead of the curve through an end-to-end, customizable wealth management system, highlighted by a fully integrated best-of-breed technology suite.

The SWP Advisor Network supports investment advisors who wish to dual register and continue a broker/dealer relationship.[/vc_column_text][vc_column_text][dt_gap height=”15″ /]

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Professional Services

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[dt_list style=”1″ bullet_position=”middle” dividers=”true”][dt_list_item image=””]Outsourced middle and back office team for daily advisor account support and operational needs[/dt_list_item][dt_list_item image=””]Chief Investment Officer managing proprietary investment models and firm level trading team[/dt_list_item][dt_list_item image=””]Dedicated ‘Paraplanner’ to support affiliate financial planning needs[/dt_list_item][dt_list_item image=””]In-house practicing attorney for legal, supervisory, & compliance[/dt_list_item][dt_list_item image=””]Business accounting and payroll solutions for affiliate entities[/dt_list_item][dt_list_item image=””]Brokerage services available through friendly broker-dealer[/dt_list_item][dt_list_item image=””]High payout insurance solutions available through Ash Brokerage[/dt_list_item][dt_list_item image=””]Financial Planning Services via Blum Financial, LP[/dt_list_item][dt_list_item image=””]Unified Managed Accounts services through Advisory Solutions USA (powered by Sawtooth)[/dt_list_item][/dt_list][/vc_column_text][/vc_column][vc_column width=”1/3″][vc_column_text]

Technology

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[dt_list style=”1″ bullet_position=”middle” dividers=”true”][dt_list_item image=””]SalesForce CRM[/dt_list_item][dt_list_item image=””]MoneyGuide Pro[/dt_list_item][dt_list_item image=””]E-Money Advisor[/dt_list_item][dt_list_item image=””]Advent APX[/dt_list_item][dt_list_item image=””]Morningstar Research and Analytics[/dt_list_item][dt_list_item image=””]Sawtooth Solutions[/dt_list_item][dt_list_item image=””]End Client Document Vault[/dt_list_item][dt_list_item image=””]Data Migration from other apps[/dt_list_item][dt_list_item image=””]Account “Pre-Pop”, transition & onboarding adhering to the Merrill Protocol[/dt_list_item][/dt_list][/vc_column_text][/vc_column][vc_column width=”1/3″][vc_column_text]

Business Support

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[dt_list style=”1″ bullet_position=”middle” dividers=”true”][dt_list_item image=””]Fully furnished offices currently available in Dallas, Texas[/dt_list_item][dt_list_item image=””]Turnkey office start-up services available in major markets[/dt_list_item][dt_list_item image=””]Capital for office start up, succession planning (buy/sell agreements), transition support, marketing support.[/dt_list_item][dt_list_item image=””]Private Labeling[/dt_list_item][dt_list_item image=””]Formal contractual ownership of all client accounts[/dt_list_item][dt_list_item image=””]Outsourcing solutions to those who choose to have their own ADV[/dt_list_item][dt_list_item image=””]‘Point of sale’ support to help affiliates engage & close complex insurance, financial & estate planning cases[/dt_list_item][dt_list_item image=””]E&O coverage[/dt_list_item][dt_list_item image=””]Trading / Rep as Portfolio Manager[/dt_list_item][dt_list_item image=””]1099 or W-2 business model options[/dt_list_item][dt_list_item image=””]Business valuations[/dt_list_item][dt_list_item image=””]Outsourced CIO services[/dt_list_item][/dt_list][/vc_column_text][/vc_column][/vc_row][vc_row][vc_column width=”1/1″][dt_call_to_action content_size=”normal” text_align=”left” background=”no” line=”false” style=”0″ animation=”none”][dt_gap height=”15″ /]

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FOR A CONFIDENTIAL INTERVIEW, CONTACT:

Stephen Blum – 214.727.6000

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